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<document xmlns="http://cnx.rice.edu/cnxml" xmlns:md="http://cnx.rice.edu/mdml/0.4" xmlns:bib="http://bibtexml.sf.net/" id="Module.2003-10-08.0348">
  <name>Modes and Ragas: More Than just a Scale</name>
  <metadata>
  <md:version>1.2</md:version>
  <md:created>2003/10/08 10:03:48 GMT-5</md:created>
  <md:revised>2004/12/15 14:34:09.215 US/Central</md:revised>
  <md:authorlist>
      <md:author id="Catherine">
      <md:firstname>Catherine</md:firstname>
      <md:othername>A.</md:othername>
      <md:surname>Schmidt-Jones</md:surname>
      <md:email>casjones@soltec.net</md:email>
    </md:author>
  </md:authorlist>

  <md:maintainerlist>
    <md:maintainer id="Catherine">
      <md:firstname>Catherine</md:firstname>
      <md:othername>A.</md:othername>
      <md:surname>Schmidt-Jones</md:surname>
      <md:email>casjones@soltec.net</md:email>
    </md:maintainer>
  </md:maintainerlist>
  
  <md:keywordlist>
    <md:keyword>aeolian</md:keyword>
    <md:keyword>chant</md:keyword>
    <md:keyword>church modes</md:keyword>
    <md:keyword>dorian</md:keyword>
    <md:keyword>Greek modes</md:keyword>
    <md:keyword>India</md:keyword>
    <md:keyword>Indian music</md:keyword>
    <md:keyword>ionian</md:keyword>
    <md:keyword>locrian</md:keyword>
    <md:keyword>lydian</md:keyword>
    <md:keyword>medieval</md:keyword>
    <md:keyword>medieval modes</md:keyword>
    <md:keyword>mixolydian</md:keyword>
    <md:keyword>mode</md:keyword>
    <md:keyword>phrygian</md:keyword>
    <md:keyword>raga</md:keyword>
    <md:keyword>scale</md:keyword>
  </md:keywordlist>

  <md:abstract>A basic introduction to musical traditions that are not based on scales.</md:abstract>
</metadata>

  <content>
    
  <section id="s0">
    <name>Introduction</name>
    
    <para id="p0a">
In many music traditions, including <cnxn document="m11421">Western music</cnxn>, the list of all the notes that are expected or allowed in a particular piece of music is a <cnxn document="m10851">scale</cnxn>. A long tradition of using scales in particular ways has trained listeners to expect certain things from a piece of music. If you hear a song in C major, for example, not only will your ear/brain expect to hear the notes from the C major scale, it will expect to hear them grouped into certain chords, and it will expect the chords to follow each other in certain patterns and to end in a certain way. The expectations for music in a minor key are a little different than for music in a major key. But it is important to notice that you can move that song in C major to E major, G flat major, or any other major key. It will sound basically the same, except that it will sound higher or lower. (For more on this subject, see <cnxn document="m10851">Major Scales</cnxn>, <cnxn document="m10856" strength="9">Minor Scales</cnxn>, <cnxn document="m">Scales that aren't Major or Minor</cnxn>, and <cnxn document="m10668" strength="8">Transposition</cnxn>.)
    </para>
    <para id="p0b">
This sameness is not true for musical traditions that use modes instead of scales. In these traditions, <emphasis>the <term>mode</term>, like a scale, lists the notes that are used in a piece of music. But each mode comes with a different set of expectations in how those notes will be used and arranged.</emphasis>
    </para>
    <figure id="fig0a">
      <name>Comparison of Scale and Mode</name>
      <media type="image/png" src="ScalevsMode.png"/>
      <caption>
Compare the differences and similarities between the two major scales, and the differences and similarities between the two medieval church modes.
      </caption>
    </figure>

    <para id="p0c">
The figure above shows two scales and two modes. The two <cnxn document="m10851">major scales</cnxn> use different notes, but the relationship of the notes to each other is very similar. For example, the pattern of <cnxn document="m10866">half steps and whole steps</cnxn> between them is the same, the <cnxn document="m10867">interval</cnxn> (distance) between the <cnxn document="m10851" target="p1a">tonic</cnxn> and the <cnxn document="m11643" target="s3">dominant</cnxn> is the same. Compare this to the two church modes. The pattern of whole steps and half steps within the <cnxn document="m10862" target="">octave</cnxn> is different; this would have a major effect on a chant, which would generally stay within the one octave range.  Also, the interval (distance) between the <foreign>finalis</foreign> and the dominant is different, and they are in different places within the <cnxn document="m12381">range</cnxn> of the mode. The result is that music in one mode would sound quite different than music in the other mode. You can't simply transpose music from one mode to another as you do with scales and keys; modes are too different.
    </para>

  </section>

  <section id="s1">
    <name>The Classical Greek Modes</name>

    <para id="p1a">
We can only guess what music from ancient Greek and Roman times really sounded like. They didn't leave any recordings, of course, nor did they write down their music. But they did write about music, so we know that they used modes based on tetrachords. A <term>tetrachord</term> is a mini-scale of four notes, in descending <cnxn document="m10943">pitch</cnxn> order, that are contained within a <cnxn document="m10867" target="s21">perfect fourth</cnxn> (five <cnxn document="m10866">half steps</cnxn>) instead of an <cnxn document="m10862">octave</cnxn> (twelve half steps).
    </para>
    <figure id="fig1a">
      <name>Tetrachords</name>
      <media type="image/png" src="tetrachord.png"/>
      <caption>
Here are three possible Greek tetrachords, as nearly as they can be written in modern notation. The outer notes are a perfect fourth apart; we can be pretty certain of that, since the perfect fourth is a natural interval playable, for example, on many ancient wind instruments (See <cnxn document="m11118">The Harmonic Series</cnxn> and <cnxn document="m10867">Interval</cnxn>). The actual tuning of the inner notes can only be guessed, however, since our <cnxn document="m11639" target="s22">equal temperament</cnxn> is a relatively modern invention.
      </caption>
    </figure>
    <para id="p1b">
We have very detailed descriptions of these tetrachords (for example, in <cite>Harmonics</cite>, written by Aristoxenus in the fourth century B.C.), but there is no way of knowing exactly what pitches were being used in them. The enharmonic, chromatic, and diatonic tetrachords mentioned in their descriptions are often now written as in the figure above. But references in the old texts to "shading" suggest that the reality was more complex, and that they probably did not use the same intervals we do. It is more likely that ancient Greek music sounded more like other traditional Mediterranean and Middle Eastern musics than that it sounded anything like modern <cnxn document="m11421">Western</cnxn> music.
    </para>
    <para id="p1c">
One interesting aspect of Greek modes is that different modes were considered to have very different effects, not only on a person's mood, but even on character and morality. 
    </para>

  </section>
  <section id="s2">
    <name>The Medieval Church Modes</name>

    <para id="p2a">
Sacred music in the middle ages in Western Europe - Gregorian chant, for example - was also modal, and the medieval <term>Church modes</term> were also considered to have different effects on the listener. Each of these modes can easily be found by playing its one octave range, or <term>ambitus</term>, on the "white key" notes on a piano. (They were written this way so that medieval music didn't have to deal with sharps and flats.) But the Dorian mode, for example, didn't have to start on the pitch we call a D. The important thing was the pattern of half steps and whole steps within that octave, and their relationship to the notes that acted as the modal equivalent of <cnxn document="m10851">tonal centers</cnxn>, the <term>finalis</term> and the <term>dominant</term>.
    </para>
    <figure id="fig2a">
      <media type="image/png" src="ChurchModessm.png"/>
      <caption>
The modes came in pairs which shared the same <foreign>finalis</foreign>.
      </caption>
    </figure>
    <para id="p2b">
A mode can be found by playing all the "white key" notes on a piano for one octave. From D to D, for example is Dorian; from F to F is Lydian. Notice that no modes begin on A, B, or C. This is because a B flat was allowed, and the modes beginning on D, E, and F, when they use a B flat, sound the same as the A, B, and C modes would. After medieval times, modes beginning on A, B, and C were named, but they are still not considered Church modes. Notice that the Aeolian (or the Dorian using a B flat) is the same as an A (or D) natural minor scale and the Ionian (or the Lydian using a B flat) is the same as a C (or F) major scale. Locrian, on the other hand, is considered to be a theoretically possible but mostly unused mode.
    </para>
    <figure id="fig2b">
      <media type="image/png" src="othermodessm.png"/>
      <caption>
These modes are part of the same theoretical system as the church modes, but they were not used.
      </caption>
    </figure>

     <para id="p2c">
The <cnxn document="m11639">tuning system</cnxn> used in medieval Europe was also not our familiar <cnxn document="m11639" target="s22">equal temperament</cnxn> system. It was a <cnxn document="m11639" target="p12a">just intonation</cnxn> system, based on a <cnxn document="m11639" target="s11">pure</cnxn> <cnxn document="m10867" target="p21a">perfect fifth</cnxn>. In this system, <cnxn document="m10866">half steps</cnxn> are not all equal to each other. This is another reason that different modes sounded very different from each other, although that particular difference may be absent today when chant is sung using equal temperament.
    </para>

  </section>

  <section id="s3">
    <name>The Ragas of Classical Indian Music</name>

    <para id="p3a">
The <cnxn document="m12459">ragas</cnxn> of classical India and other, similar traditions, are more like modes than they are like scales. Like modes, different <foreign>raga</foreign>s sound very different from each other, for several reasons. They may have different interval patterns between the "scale" notes, have different expectations for how each note of the <foreign>raga</foreign> is to be used, and may even use slightly different tunings. Like the modal musics discussed above, individual Indian <foreign>raga</foreign>s are associated with specific moods.
    </para>
    <para id="p3aa">
In fact, in practice, <foreign>raga</foreign>s are even more different from each other than the medieval European modes were. The <foreign>raga</foreign> dictates how each note should be used, more specifically than a modal or major-minor system does. Some pitches will get more emphasis than others; some will be used one way in an ascending melody and another way in a descending melody; some will be used in certain types of ornaments. And these rules differ from one <foreign>raga</foreign> to the next. The result is that each <foreign>raga</foreign> (there are more than two hundred) is a collection of melodic scales, phrases, motifs, and ornaments, that may be used together to construct music in that <foreign>raga</foreign>. A good performer will be familiar with dozens of <foreign>raga</foreign>s and can improvise music - traditional classical music in India is improvised - using the accepted format for each <foreign>raga</foreign>. 
    </para>
    <para id="p3b">
The <foreign>raga</foreign> even affects the tuning of the notes. Indian classical music is usually accompanied by a <foreign>tanpura</foreign>, which plays a drone background. The <foreign>tanpura</foreign> is usually tuned to a <cnxn document="m11639" target="s11">pure</cnxn> <cnxn document="m10867" target="p21a">perfect fifth</cnxn>, so, just as in medieval European music, the tuning system is a <cnxn document="m11639" target="p12a">just intonation</cnxn> system. As in <cnxn document="m11421">Western</cnxn> just intonation, the octave is divided into twelve possible notes, only some of which are used in a particular <foreign>raga</foreign> (just as Westerners use only some of the twelve notes in each key). But as was true for the <cnxn target="p2c">church modes</cnxn>, using the pure perfect fifth means that some "half steps" will be larger than others. (If you would like to understand why this is so, please see <cnxn document="m11118">Harmonic Series</cnxn> and <cnxn document="m11639">Tuning Systems</cnxn>.) Even though the variations between these different "half steps" are small, they strongly affect the sound of the music. So, the tuning of some of the notes (not the ones dictated by the <foreign>tanpura</foreign>) may be adjusted to better suit a particular <foreign>raga</foreign>. (Please see <cnxn document="m12502">Listening to Indian Classical Music</cnxn> and <cnxn document="m12459">Indian Classical Music: Tuning and Ragas</cnxn> for more information on this subject.)
    </para>

  </section>

  <section id="s4">
    <name>Other Non-Western Modal Musics</name>

    <para id="p4a">
Medieval European chant and classical Indian music are the two modal musics most familiar to the average Western listener. But many other musical traditions around the world are based on modes rather than on scales. (Even some older European folk music is obviously modal.) In some of these traditions, the mode, like the medieval Church modes, tends to be a list of notes used with a specific <foreign>finalis</foreign>, which may encourage certain types of melodies. In others,  like the Indian <foreign>raga</foreign>, is more specifically a collection of related melodies, phrases, and ornamentations. (Some other traditions even use the term <foreign>raga</foreign>). But all of these musics have long traditions that are very different from the familiar major-minor tonal system.
    </para>

  </section>

  </content>
  
</document>
