The Role of Law in Modern Society
The importance of law in modern societies is hard to
overestimate. The systems are complex, the institutions are
diverse and range from small to mammoth, and the number of
people involved, from para-legal to federal judge, can only be
proof of its central role in society. And yet, for the most
part, law and legal issues are left to lawyers, legal theorists
and the occasional sociologist. For most people, the law is
only reluctantly confronted during those signature events in
life: marriage, paying taxes, immigrating, or suing the buttwipe
in the SUV who smashed up your right-hand rear-view mirror. And
so it should be.
Intellectual Property (IP) Law, however,
seems to have broken this mold. For about twenty years, IP law
has slowly become something more and more people confront. It
is not only becoming easier to violate the law, due to changing
technology, but it is also becoming much easier and more common
for people to use the law to police their own intellectual
property. In order to understand what this body of law consists
of, where it came from, and what it's original justification and
current uses were and are, it's necessary to look more carefully
at both the law, and the reasons for its existence.
The origin of American Intellectual Property Law
Intellectual Property law stretches back at least to the 17th
century, and depending on the definition, further. However, as
with many modern government institutions, it was given a special
place in the American constitution. It is interesting to note
that the US constitution does not specify anywhere that humans
have a right to tangible property such as land (though the 5th
amendment guarantees that there shall be no government taking of
property without just compensation), but it does insist that the
Congress of the United States be given a special right
concerning "Authors and Inventors":
To
promote the Progress of Science and useful Arts, by securing for
limited Times to Authors and Inventors the exclusive Right to
their respective Writings and Discoveries;
This
statement, in Section 8 of the US constitution, is the sole
legal justification for the creation of the immense body of law
and diverse institutions that we now live with. Implied by this phrase
are both economic and social justifications.
The inclusion of this phrase in the
constitution is by no means arbitrary. It was, like the rest of
the constitution, extensivvely debated by the framers. Perhaps
one of the most famous statements about intellectual property
comes from Thomas Jefferson. Jefferson's 1813 letter to Isaac
McPherson has been very widely quoted in the context of debates
about the role of intellectual property. In it, he explains why
he considers it unreasonable to consider ideas to be property.
It has been pretended by some, (and in
England especially,) that inventors have a natural and
exclusive right to their inventions, and not merely for
their own lives, but inheritable to their heirs. But while
it is a moot question whether the origin of any kind of
property is derived from nature at all, it would be singular
to admit a natural and even an hereditary right to
inventors. It is agreed by those who have seriously
considered the subject, that no individual has, of natural
right, a separate property in an acre of land, for
instance. By an universal law, indeed, whatever, whether
fixed or movable, belongs to all men equally and in common,
is the property for the moment of him who occupies it; but
when he relinquishes the occupation, the property goes with
it. Stable ownership is the gift of social law, and is given
late in the progress of society. It would be curious then,
if an idea, the fugitive fermentation of an individual
brain, could, of natural right, be claimed in exclusive and
stable property. If nature has made any one thing less
susceptible than all others of exclusive property, it is the
action of the thinking power called an idea, which an
individual may exclusively possess as long as he keeps it to
himself; but the moment it is divulged, it forces itself
into the possession of every one, and the receiver cannot
dispossess himself of it. Its peculiar character, too, is
that no one possesses the less, because every other
possesses the whole of it. He who receives an idea from me,
receives instruction himself without lessening mine; as he
who lights his taper at mine, receives light without
darkening me. That ideas should freely spread from one to
another over the globe, for the moral and mutual instruction
of man, and improvement of his condition, seems to have been
peculiarly and benevolently designed by nature, when she
made them, like fire, expansible over all space, without
lessening their density in any point, and like the air in
which we breathe, move, and have our physical being,
incapable of confinement or exclusive
appropriation. Inventions then cannot, in nature, be a
subject of property.
The passage does not end there (indeed, the whole of the
letter, as with most of Jefferson's writings, is incredibly
erudite, and goes on at length about the particular
invention--a grain elevator--which McPherson had sought his
advice for. See the supplementary links for more
information.). Jefferson recognized the subtle balance that
must exist between the need to reimburse inventors for their
hard work, and the "embarrassment" of giving them sole
monopoly rights to an idea, something Jefferson clearly
considered unnatural, he continues:
Society may give an exclusive right to the profits arising
from them, as an encouragement to men to pursue ideas which
may produce utility, but this may or may not be done,
according to the will and convenience of the society,
without claim or complaint from any body. Accordingly, it
is a fact, as far as I am informed, that England was, until
wecopied her, the only country on earth which ever, by a
general law, gave a legal right to the exclusive use of an
idea. In some other countries it is sometimes done, in a
great case, and by a special and personal act, but,
generally speaking, other nations have thought that these
monopolies produce more embarrassment than advantage to
society; and it may be observed that the nations which
refuse monopolies of invention, are as fruitful as England
in new and useful devices.
Considering the exclusive right to invention as given not
of natural right, but for the benefit of society, I know
well the difficulty of drawing a line between the things
which are worth to the public the embarrassment of an
exclusive patent, and those which are not.
Jefferson's explanation references both issues of economics, the
so-called utilitarian justification for granting monopolies,
as well as a social one: that the granting
monopolies for ideas is an inherently difficult and dangerous
thing to do.
By creating a system of IP law, the US government not only
headed down a new, somewhat hairy, bureaucratic path, but it
gave voice to a sense that there is a balance to be struck
between the impossibility of restricting the circulation of
ideas, and the need to find some way to reward individuals who
spend their lives inventing, authoring, or otherwise creating
and improvig ideas.
Institutions of US IP Law.
From this constitutional mandate, Congress has passed a number of
federal laws, which both govern the legal and illegal aspects of IP
and actually create institutions to manage and oversee the resulting
issues. These three federal areas are copyright, patent and trademark
(trademark actually derives from the constitution in Section 8, clause
3, the power to regulate interstate commerce). In addition to these
three main areas, there is also law relating to "trade secrets" which
is not federal, but state (in the US) and generally functions only to
protect commercial enterprises from the unfair appropriation of
information it has taken steps to protect. (Compare this with the
notion of personal privacy; is there a version of
a "trade secret" for individuals?)
In the case of copyright, the Library
of Congress was designated as the body which would house copyrighted
works, maintain a registry, and publish circulars concerning the rules
and regulations (Title 17). In the case of patents the congress created a new office, the Patent and Trademark Office.
The USPTO oversees patent law (title 35) and trademark law (Section 22
of Title 15). In addition, this institution also publishes its own
elaborate Code of Federal Regulations that govern how the office will
grant and review patents and trademarks--that is, how it will carry
out the federal law.
Copyright
US Federal Copyright Law. Points for discussion- what's explicitly protected?
-
literary, musical works (+lyrics), dramatic works
(+music), pantomime, dance, choreographic works, pictirial, graphic
and sculptural works, motionpictures, audiovisual recordings, sound
recordings, architectural works
software, "mask works" of semiconductors, music videos, designs
- What's explicitly not covered?
- How long are works covered for?
- Currently, an author gets life + 70 years. A "work for hire" (where
the author is different from the owner) gets 95 years from
publication (or 120 years from creation). The original
duration was 14 years, renewable for another 14.
Math Problem.
Problem 1
I write this module today, and I live to the year 2066 (hallelujah!). When can you make use of it?
[
Click for Solution 1 ]
Solution 1
It's a trick question, this text is available under a license that
allows you to use it now. Nonethless, the copyright on this
text will last until Jan 20. 2136. That's 132 years from
now.
[
Hide Solution 1 ]
- What's the test for copyrightability?
- It must be original (a modicum of originality) and it must exist in a
"tangible medium of expression."
- What about registration and notice?
- Works prior to 1989 needed to be marked with a
little c in a circle or "Copyright
1988". Works after this date do not need to be marked to be
considered copyrighted. No registration is necessary, until
you want to sue someone, then you need to deposit a copy
somewhere (such as the Library of Congress) in order to
formally assert your ownership.
-
Note that much of the law, as it has been extended incorporates the specifics of existing technologies--
rules about phonorecords, broadcasting, cable, and now digital
transmission. Even Jukeboxes (17.1.116) have been covered at some
point.
Other questions:
- Copyright is a "strict liability" statute. What
does this mean?
- What constitutes infringement?
- What constitutes damages?
- What kinds of remedies can you pursue (injunction,
impounding, damages, criminal penalities)?
Some specific aspects of copyright law
The idea/expression dichotomy:
- From 17.1 concerning the subject matter:
tangible expression 102(b): In no case does copyright
protection for an original work of authorship extend to any
idea, procedure, process, system, method of operation,
concept, principle, or discovery, regardless of the form in
which it is described, explained, illustrated, or embodied
in such work.
Explicit exclusive rights: see section 106.
Fair Use and explicit limitations on
rights: see section 107 on fair use (see also section 110, what kind of limitations does
this create on the notion of creativity/originality in the classroom)?
Rights in intangible vs. tangible
objects, implications of ownership.
- 17.2 Ownership in copyright is not ownership in the object.
The 1998 Digital Millenium Copyright
Act.
17.12. DMCA, Anti-circumvention, criminal penalties, extensive rules
and exceptions.
Patent
US Federal Patent Law, points for discussion.
- Patents vs trade secrets? What kind of justification?
general availablity of patents.
- What's patentable?
- What duration?
- 20 years + 5 years renewal for drugs, devices. 14 years on designs.
- What are the standards for patentability?
- What if a patent isn't original?
- are plants are patentable? organisms and genes? What does this mean?
Trademark
Trademark, points for discussion
- What can be a trademark?
- symbols, logos, sounds, designs, or even distinctive nonfunctional
product configurations.
- Trademark's ostensible justification is not to reward inventors, but,
believe it or not, to protect consumers from snake-oil
salesmen and other unscrupulous dealers.
- The function of trademark is to:
indicate the source of goods
avoiding confusion, encouraging competition.
-
Trademarks must be granted, and they do not expire, but they can
become unprotectable (Xerox, kleenex, etc.)
- Since 1996, trademarks have been susceptible to "dilution."