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<document xmlns="http://cnx.rice.edu/cnxml" xmlns:md="http://cnx.rice.edu/mdml/0.4" xmlns:m="http://www.w3.org/1998/Math/MathML" xmlns:bib="http://bibtexml.sf.net/" id="id11082740">
  <name>Understanding the Promotion &amp; Tenure Process</name>
  <metadata>
  <md:version>1.1</md:version>
  <md:created>2008/02/18 15:10:16.061 US/Central</md:created>
  <md:revised>2008/02/18 15:16:43.031 US/Central</md:revised>
  <md:authorlist>
      <md:author id="ADVANCE">
      <md:firstname/>
      
      <md:surname>Rice ADVANCE</md:surname>
      <md:email>advance1@rice.edu</md:email>
    </md:author>
  </md:authorlist>

  <md:maintainerlist>
    <md:maintainer id="ADVANCE">
      <md:firstname/>
      
      <md:surname>Rice ADVANCE</md:surname>
      <md:email>advance1@rice.edu</md:email>
    </md:maintainer>
    <md:maintainer id="nyadav">
      <md:firstname>Naveen</md:firstname>
      
      <md:surname>Yadav</md:surname>
      <md:email>naveen.yadav@rice.edu</md:email>
    </md:maintainer>
  </md:maintainerlist>
  
  <md:keywordlist>
    <md:keyword>Dossier</md:keyword>
    <md:keyword>Promotion</md:keyword>
    <md:keyword>Tenure</md:keyword>
  </md:keywordlist>

  <md:abstract>This document is a conversion of a presentation given at the Negotiating the Ideal Faculty Position Workshop on October 14-16, 2007.  It was compiled by Karen Butler-Purry (Texas A &amp; M), Jason Hafner (Physics &amp; Astronomy), Kathleen Matthews (Natural Sciences), and Jennifer West (Bioengineering).</md:abstract>
</metadata>
  <content>
    <section id="id-279648135684">
      <name>Understanding the Promotion &amp; Tenure Process</name>
      <para id="id9160558">
<!--Empty sections are illegal in CNXML 0.5.  This empty paragraph is a place holder that added as a byproduct of the word importer.-->
      </para>
    </section>
    <section id="id-921480816674">
      <name>Goals</name>
      <list type="bulleted" id="id11204290">
        <item>Institution<list type="bulleted" id="id5406138"><item>Tenure is a life-long commitment by the university to you</item><item>Successful faculty – innovators, leaders, producers</item><item>Research objectives in line with institutional directions</item></list></item>
        <item>You<list type="bulleted" id="id3785477"><item>Faculty position that meets your own research and career objectives</item><item>Member of functional, innovative and forward looking department and institution</item><item>Security offered by tenure</item></list></item>
      </list>
    </section>
    <section id="id-862238685347">
      <name>What can I do now?</name>
      <para id="id8516195">Think about your steps all along the way</para>
      <list type="bulleted" id="id11052418">
        <item>Consistently evaluate your own progress<list type="bulleted" id="id5622170"><item>Goals</item><item>Mechanisms to get there</item><item>Ways to learn from others and engage them</item></list></item>
        <item>Keep data on all your activities</item>
        <item>Ask for feedback<list type="bulleted" id="id10865378"><item>Grant writing</item><item>Papers</item><item>Teaching</item></list></item>
      </list>
      <para id="id9758612">This process is the accumulation of years of effort</para>
      <para id="id10401977"><emphasis>THINK AHEAD</emphasis>!!</para>
    </section>
    <section id="id-948711085047">
      <name>Understand the General Process</name>
      <list type="bulleted" id="id9776959">
        <item>Learn about the promotion and tenure process at your institution<list type="bulleted" id="id9622867"><item>Ask about the process at every stage if you have questions</item></list></item>
        <item>Request a copy of the policy<list type="bulleted" id="id11204229"><item>Be sure when you are interviewing that the policy is consistent with your personal goals</item></list></item>
        <item>Understand the balance of teaching, research, and service that the institution AND the department will expect</item>
      </list>
    </section>
    <section id="id-884611815182">
      <name>General Process</name>
      <list type="bulleted" id="id10064243">
        <item>Dossier<list type="bulleted" id="id10995936"><item>Summary of your independent career at institution</item><item>Information on all aspects of your career<list type="bulleted" id="id9365492"><item>Research summary (publications, grants, citations, awards)</item><item>Teaching summary (courses, evaluations, awards)</item><item>Service summary (activities, awards)</item></list></item><item>Inside reviews/letters</item><item><emphasis>Outside letters</emphasis><list type="bulleted" id="id9787267"><item>Writers identified by department</item><item>Also usually writers identified by individual</item></list></item></list></item>
        <item>Understand the timing of preparing the dossier, what you should submit and when<list type="bulleted" id="id11034434"><item>Think carefully about names for Outside Letters</item></list></item>
        <item>Understand the process completely</item>
        <item>Don’t wait until the last minute to prepare your materials<list type="bulleted" id="id3606418"><item>Think about your research/teaching summary</item><item>Ensure that your papers are submitted in a timely way</item></list></item>
        <item>Ask QUESTIONS if you do not understand</item>
        <item>Outside letters<list type="bulleted" id="id11275651"><item>Highly influential in decision process</item><item>May have opportunity to suggest names<list type="bulleted" id="id8580388"><item>Develop relationships - create a network <emphasis>MARKET yourself</emphasis>!</item></list></item><item>Post-decision: Ask about possibility for feedback from the letters (can be useful)</item></list></item>
      </list>
      <para id="id9042463">
        <emphasis>Anticipate whom you would want to write letters and get to know those individuals</emphasis>
      </para>
    </section>
    <section id="id-826452818546">
      <name>Publications</name>
      <list type="bulleted" id="id5491217">
        <item>Demonstrate your contributions</item>
        <item>Provide evidence of your independenceIssues of collaborators<list type="bulleted" id="id9981084"><item>How many?</item><item>How much of your time?</item></list></item>
        <item>Used to assess your productivity<list type="bulleted" id="id3832998"><item>Numbers vary widely among disciplines</item><item>Type of publications expected also vary widely</item><item>Different expectations at different promotion points</item></list></item>
        <item>Used to assess the quality of work produced<list type="bulleted" id="id10122406"><item>Citations, H-factor, Impact on the field</item></list></item>
      </list>
    </section>
    <section id="id-523431205778">
      <name>Factors Considered</name>
      <list type="bulleted" id="id11262904">
        <item>Research</item>
        <item>Teaching</item>
        <item>Service</item>
      </list>
      <para id="id10962931">These factors combine to reach a decision</para>
      <list type="bulleted" id="id10962935">
        <item>but the specific combination varies widely across institutions</item>
      </list>
    </section>
    <section id="id-200194489545">
      <name>Research</name>
      <list type="bulleted" id="id8783658">
        <item>Publications/Citations/H-factor<list type="bulleted" id="id5567096"><item>Way you are known for your work</item></list></item>
        <item>Grants<list type="bulleted" id="id10986634"><item>Demonstrate ability to secure funding for research</item></list></item>
        <item>Presentations<list type="bulleted" id="id11216910"><item>Invitations reflect status in the field</item></list></item>
        <item>Visibility/Engagement/Focus<list type="bulleted" id="id9608880"><item>Present a multiple conferences</item><item>Engage the leaders at those conferences</item><item>Invite leaders to your institution via department events</item><item>Reflect on level of focus in work and, if broad, engage multiple communities</item></list></item>
      </list>
      <para id="id10945764">Keep your CV up to date</para>
      <list type="bulleted" id="id10945768">
        <item>Include students mentored at all levels (primary and secondary mentoring)<list type="bulleted" id="id9981105"><item>Undergraduates</item><item>Graduate Students</item><item>Post-doctoral Associates</item></list></item>
        <item>Include advising responsibilities at all levels</item>
        <item>Refereed publications<list type="bulleted" id="id10135364"><item>Some institutions request an evaluation of % effort on each</item><item>Citations — check your “h-factor”</item></list></item>
        <item>Abstracts / Conference Proceedings</item>
        <item>Presentations<list type="bulleted" id="id9118102"><item>Seminars/Workshops/Panels/etc.</item><item>Posters</item><item>Invited talks at meetings</item></list></item>
      </list>
    </section>
    <section id="id-937665000555">
      <name>Teaching</name>
      <list type="bulleted" id="id9242449">
        <item>Effectiveness<list type="bulleted" id="id11068554"><item>Often evaluated by students</item><item>Ask assigned or selected mentor to provide review</item></list></item>
        <item>Innovation<list type="bulleted" id="id9353096"><item>Think about ways to do it better/more effectively</item><item>Engage students</item></list></item>
        <item>Range/breadth<list type="bulleted" id="id10150297"><item>Assignments may be focused or broad</item><item>Be prepared to teach beyond your comfort zone</item></list></item>
        <item>Enthusiasm<list type="bulleted" id="id11277256"><item>Convey why you love what you do</item><item><emphasis>Occasionally</emphasis> volunteer for something extra</item></list></item>
        <item>Develop a portfolio of your teaching<list type="bulleted" id="id3693379"><item>Syllabi</item><item>Handouts, other notes on courses developed</item><item>Problem sets</item><item>Other written materials</item><item>Computer-based materials, notes on courseware</item><item>Copies of software developed for courses</item><item>Examinations</item><item>Copies of graded papers where there is a significant writing component</item><item>Evaluation by a colleague</item><item>Student evaluations</item></list></item>
      </list>
    </section>
    <section id="id-589578026626">
      <name>Service</name>
      <list type="bulleted" id="id9164403">
        <item>Department<list type="bulleted" id="id3480416"><item>Help your department accomplish the faculty’s goals</item></list></item>
        <item>University<list type="bulleted" id="id11040182"><item>Engage in the broad community, but wisely — most P/T committees are broad</item></list></item>
        <item>National Organizations<list type="bulleted" id="id9141982"><item>Choose wisely for visibility with minimum time</item></list></item>
        <item> K12/Outreach Opportunities<list type="bulleted" id="id9802486"><item>Choose wisely, but make a difference</item></list></item>
      </list>
    </section>
    <section id="id-527657087775">
      <name>Sample Dossier</name>
      <para id="id4913113">Information on background</para>
      <list type="bulleted" id="id4913117">
        <item>Education</item>
        <item>Honors</item>
        <item>Teaching/advising/mentoring</item>
        <item>Citations</item>
        <item>Grants</item>
        <item>Publications</item>
      </list>
    </section>
    <section id="id-736385691375">
      <name>What Happens After Dossier is Prepared?</name>
      <list type="bulleted" id="id11096366">
        <item>Department review<list type="bulleted" id="id3621819"><item>Tenured faculty generally involved in decision to recommend or deny tenure</item><item>Department chair writes letter<list type="bulleted" id="id11233589"><item>Some schools have subcommittee</item></list></item></list></item>
        <item>School review<list type="bulleted" id="id3415859"><item>Often school-level committee reviews and makes recommendation to dean</item><item>Dean makes recommendation</item></list></item>
        <item>Promotion/Tenure Committee (Provost)<list type="bulleted" id="id10049913"><item>Makes recommendation to President</item></list></item>
        <item>President sometimes makes final decision</item>
        <item>Multiple levels of review — no one person makes the decision! Many voices are part of the process.</item>
      </list>
    </section>
    <section id="id-725970694264">
      <name>P/T versus Performance Reviews</name>
      <para id="id11124317">Ask your institution about frequency and nature of performance reviews</para>
      <list type="bulleted" id="id5461868">
        <item>Can be very helpful in guiding activities</item>
        <item>Opportunity for mid-term feedback</item>
        <item>Provide an internal view of accomplishments<list type="bulleted" id="id8148476"><item>Some may have external letters</item><item>Dossier can be similar to promotion dossier</item></list></item>
      </list>
    </section>
    <section id="id-827358868611">
      <name>Are there answers to my questions?</name>
      <list type="bulleted" id="id3804386">
        <item>How many publications do I need?</item>
        <item>How much grant funding?</item>
        <item>How many graduate students? Postdocs?</item>
        <item>How many committees? Which ones?</item>
        <item>How good must my teaching be? Does it matter?</item>
        <item>How do I know if I’m doing enough?</item>
      </list>
      <para id="id11367500">There are no “right” answers to these questions, because the process is a composite of all of these and varies from place to place:</para>
      <para id="id11078236">
        <emphasis>FIND OUT WHAT YOU CAN ABOUT YOUR INSTITUTION - ASK QUESTIONS!!!</emphasis>
      </para>
    </section>
    <section id="id-174426263161">
      <name>Compiled By:</name>
      <para id="id3542768">Karen Butler-Purry, Texas A &amp; M</para>
      <para id="id10322205">Jason Hafner, Physics &amp; Astronomy</para>
      <para id="id3740999">Kathleen Matthews, Natural Sciences</para>
      <para id="id10159510">Jennifer West, Bioengineering</para>
    </section>
  </content>
</document>
